ACA Compliance Group (“ACA”) is a leading provider of regulatory compliance products and solutions, cybersecurity and risk assessments, performance services, and technology solutions to regional, national, and global firms in the financial services industry. With offices worldwide, ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers. Founded in 2002 by former SEC examiners and state regulators, ACA services and develops its products with a team comprised of former SEC, FINRA, FSA, NYSE, NFA, and state regulators, as well as former senior managers and technologists from prominent financial institutions and consulting firms.

Locations:

New York (headquarters) 1370 Broadway, 12th floor New York, NY 10018 Tel: (212) 951-1030 Fax: 212-868-5947 Email: info@acacompliancegroup.com	California (Southern) 841 Apollo Street Suite 325 El Segundo, California 90245 Tel: (310) 322-8840 Fax: (310) 322-8844
California (Northern) 250 Montgomery Suite 780 San Francisco, CA 94104 Tel: (415) 653-0335	Florida 1900 NW Corporate Boulevard Suite 200W Boca Raton, FL 33431 Tel: (561) 988-3310 Fax: (561) 988-3305
Illinois 134 North LaSalle Street Suite 2000 Chicago, IL 60602 Tel: (312) 201-9620 Fax: (312) 201-9610	Maryland ACA Compliance Group 8403 Colesville Road, Suite 870 Silver Spring, MD 20910 Tel: (301) 495-7850 Fax: (301) 495 7857
Massachusetts 18 Tremont Street Suite 520 Boston, MA 02108 Tel: (617) 589-0904 Fax: (617) 589-0907	New Jersey 2180 Headquarters Plaza West Tower, 2nd floor Morristown, NJ 07960 Tel: (973) 631-1085 Fax: (973) 631-1084
Oregon 2014 NE Broadway Street Portland, OR 97232 Tel: (503) 288-2704 Fax: (503) 548-4435	Pennsylvania 607 Washington Road, Suite 301 Pittsburgh, PA 15228 Tel: (412) 253-6330
Tennessee 1301 Cowart Street Suite 131 Chattanooga, TN 37402 Tel: (866) 279-0750 Fax: (423) 266-8334	Virginia 15521 Midlothian Turnpike Suite 402 Midlothian, VA 23113 Tel: (804) 379-7800 Fax: (804) 378-2359